Practice Areas Content: We can provide you with the support you need as well as the flexibility and resources to support projects of all sizes.
Dealing with the increasing complexity and volume of regulation remains a significant challenge for companies within the financial services sector. The regulator expects organizations to understand their approach and agenda and conduct their business accordingly.
We are aware of this and offer a wide range of services, whether for larger scale change programmes or for more focused advice, including:
- Interpretation of regulatory change – assisting companies in understanding relevant regulatory changes and their applicability to our clients;
- Perimeter and permission analysis and advice – helping companies remain within the regulatory perimeter and mitigate the risk of breaching the general prohibition in industry sectors such as Fintech, banking and above;
- Notification advice – helping companies interpret and apply the FCA’s notification requirements to reduce the inherent risk of regulatory intervention;
- The creation and review of compliance policies and processes – ensuring that regulatory expectations are demonstrably met;
- Product design support – to ensure clear identification of the defined target market and appropriate testing of customer needs against the regulators expectations; and
Ad-hoc or specific business practices advice across all regulatory matters.
